SURFACE MINING AND RECLAMATION ACT OF 1975
AND ASSOCIATED REGULATIONS
Revised January 2000
Special Publication 51, California Surface Mining and Reclamation Policies and Procedures (Third Revision) which has been prepared by the State Mining and Geology Board (SMGB) in cooperation with the Office of Mine Reclamation and the California Geological Survey. This compilation of documents on SMARA law, policy, and guidelines was first published in April 1977, and was revised in June 1979 and again in April 1983.
This new release of Special Publication 51 has a revised format, and contains the most recent versions of the Surface Mining and Reclamation Act of 1975 (SMARA), the SMGB's regulations, and associated SMGB guidelines. In addition, the section on Guidelines for Classification and Designation of Mineral Lands has been expanded to include listings of SMARA Special Reports and Open File Reports available through the California Geological Survey.
This edition has been printed on coated stock for durability and has been 3-hole punched for easy insertion into a ring binder, rather than hard bound. It is intended that as sections of SMARA and its regulations and guidelines periodically are revised, new pages will be made available that can easily be substituted for older pages having outdated contents.
Table of Contents
SURFACE MINING AND RECLAMATION ACT
AND ASSOCIATED REGULATIONS
CONTENTS:
SURFACE MINING AND RECLAMATION ACT OF 1975 PAGE
Public Resources Code, Division 2, Chapter 9, Section 2710 et seq.
General Provisions.........................................................................................................................2
Definitions .....................................................................................................................................5
District Committees ........................................................................................................................6
State Policy for the Reclamation of Mined Lands ..........................................................................6
Reclamation of Mined Lands and the Conduct of Surface
Mining Operations ..........................................................................................................................9
Areas of Statewide or Regional Significance ...............................................................................19
Fiscal Provisions..........................................................................................................................20
ANNUAL REPORTING REQUIREMENTS AND REPORTING FEE
Public Resources Code, Division 2, Chapter 2
Section 2207 ................................................................................................................................22
SITE INSPECTIONS CONDUCTED BYTHE DEPARTMENT OF CONSERVATION
Public Resources Code, Division 2, Chapter 2
Section 2208 ................................................................................................................................25
PURCHASE AND USE OF MINED MATERIALS BY STATE AGENCIES
Public Contract Code, Division 2, Part 2, Chapter 2
Section 10295.5 ............................................................................................................................25
NOTATION RELATING TO LIABILITY LIMITATIONS FOR
REMEDIATION/RECLAMATION OF ABANDONED MINES
.....................................................26STATE MINING AND GEOLOGY BOARD RECLAMATION REGULATIONS
California Code of Regulations, Title 14, Division 2, Chapter 8, Subchapter 1
Article 1. Surface Mining and Reclamation Practice ........................................................27
Article 4. Designation Appeal Process..............................................................................29
Article 5. Reclamation Plan Appeals ................................................................................31
Article 6. Mineral Resource Management Policies...........................................................34
Article 7. Financial Assurance Appeal Process ................................................................35
Article 8. Fee Schedule .....................................................................................................38
Article 9. Reclamation Standards......................................................................................40
Article 11. Financial Assurance Mechanisms .....................................................................46
Article 12. Administrative Penalty Petition Procedures......................................................48
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California Department of Conservation, 1999. Reproduction of the document for classroom or public education purposes is encouraged and does not requirewritten permission. However, please cite California Department of Conservation as a source.
THE DEPARTMENT OF CONSERVATION MAKES NO WARRANTIES AS TO THE SUITABILITY OF THIS PRODUCT FOR ANY
PARTICULAR PURPOSE.
THE RESOURCES AGENCY STATE OF CALIFORNIA DEPARTMENT OF CONSERVATION
MARY D. NICHOLS GRAY DAVIS DARRYL YOUNG
SECRETARY FOR RESOURCES GOVERNOR DIRECTOR
CALIFORNIA DEPARTMENT OF CONSERVATION
OFFICE OF MINE RECLAMATION
JANUARY 2000
Statute and Regulations
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SURFACE MINING AND RECLAMATION ACT OF 1975
As amended by:
Senate Bill 1300, Nejedly - 1980 Statutes Assembly Bill 723, Sher - 1993 Statutes
Assembly Bill 110, Areias - 1984 Statutes Assembly Bill 904, Sher - 1993 Statutes
Senate Bill 593, Royce - 1985 Statutes Assembly Bill 867, Sher - 1994 Statutes
Senate Bill 1261, Seymour - 1986 Statutes Senate Bill 273, Leslie - 1995 Statutes
Assembly Bill 747, Sher - 1987 Statutes Senate Bill 614, Craven et al - 1995 Statutes
Assembly Bill 3551, Sher - 1990 Statutes Assembly Bill 1373, Olberg - 1996 Statutes
Assembly Bill 3903, Sher - 1990 Statutes Senate Bill 1549, Monteith - 1996 Statutes
Assembly Bill 1506, Sher - 1991 Statutes Senate Bill 1664, Sher - 1997 Statutes, and
Senate Bill 1569, Rogers - 1992 Statutes Assembly Bill 297, Thomson - 1999 Statutes
Assembly Bill 3098, Sher - 1992 Statutes
Article 1. General Provisions
§ 2710. This chapter shall be known and may be
cited as the Surface Mining and Reclamation Act of
1975.
§ 2711. (a) The Legislature hereby finds and
declares that the extraction of minerals is essential to
the continued economic well-being of the state and
to the needs of the society, and that the reclamation
of mined lands is necessary to prevent or minimize
adverse effects on the environment and to protect the
public health and safety.
(b) The Legislature further finds that the
reclamation of mined lands as provided in this
chapter will permit the continued mining of minerals
and will provide for the protection and subsequent
beneficial use of the mined and reclaimed land.
(c) The Legislature further finds that surface
mining takes place in diverse areas where the
geologic, topographic, climatic, biological, and
social conditions are significantly different and that
reclamation operations and the specifications
therefore may vary accordingly.
§ 2712. It is the intent of the Legislature to create
and maintain an effective and comprehensive surface
mining and reclamation policy with regulation of
surface mining operations so as to assure that:
(a) Adverse environmental effects are prevented
or minimized and that mined lands
are reclaimed to a usable condition which is readily
adaptable for alternative land uses.
(b) The production and conservation of minerals
are encouraged, while giving consideration to values
relating to recreation, watershed, wildlife, range and
forage, and aesthetic enjoyment.
(c) Residual hazards to the public health and safety
are eliminated.
§ 2713. It is not the intent of the Legislature by the
enactment of this chapter to take private property for
public use without payment of just compensation in
violation of the California and United States
Constitutions.
§ 2714. This chapter does not apply to any of the
following activities:
(a) Excavations or grading conducted for farming or
onsite construction or for the purpose of restoring land
following a flood or natural disaster.
(b) Onsite excavation and onsite earthmoving
activities that are an integral and necessary part of a
construction project that are undertaken to prepare a site
for construction of structures, landscaping, or other land
improvements, including the related excavation, grading,
compaction, or the creation of fills, road cuts, and
embankments, whether or not surplus materials are
exported from the site, subject to all of the following
conditions:
(1) All required permits for the construction,
landscaping, or related land improvements have been
approved by a public agency in accordance with
applicable provisions of state law and locally adopted
plans and ordinances, including, but not limited to,
Division 13 (commencing with Section 21000).
(2) The lead agency’s approval of the construction
project included consideration of the onsite excavation
and onsite earthmoving activities pursuant to Division 13
(commencing with Section 21000).
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(3) The approved construction project is
consistent with the general plan or zoning of the site.
(4) Surplus materials shall not be exported from
the site unless and until actual construction work has
commenced and shall cease if it is determined that
construction activities have terminated, have been
indefinitely suspended, or are no longer being
actively pursued.
(c) Operation of a plant site used for mineral
processing, including associated onsite structures,
equipment, machines, tools, or other materials,
including the onsite stockpiling and onsite recovery
of mined materials, subject to all of the following
conditions:
(1) The plant site is located on lands designated
for industrial or commercial uses in the applicable
county or city general plan.
(2) The plant site is located on lands zoned
industrial or commercial, or are contained within a
zoning category intended exclusively for industrial
activities by the applicable city or county.
(3) None of the minerals being processed are
being extracted onsite.
(4) All reclamation work has been completed
pursuant to the approved reclamation plan for any
mineral extraction activities that occurred onsite after
January 1, 1976.
(d) Prospecting for, or the extraction of, minerals
for commercial purposes and the removal of
overburden in total amounts of less than 1,000 cubic
yards in any one location of one acre or less.
(e) Surface mining operations that are required
by federal law in order to protect a mining claim, if
those operations are conducted solely for that
purpose.
(f) Any other surface mining operations that the
board, as defined by section 2001, determines to be
of an infrequent nature and which involve only
minor surface disturbances.
(g) The solar evaporation of sea water or bay
water for the production of salt and related minerals.
(h) Emergency excavations or grading conducted
by the Department of Water Resources or the
Reclamation Board for the purpose of averting,
alleviating, repairing, or restoring damage to
property due to imminent or recent floods, disasters,
or other emergencies.
(i) (1) Surface mining operations conducted on
lands owned or leased, or upon which easements or
rights-of-way have been obtained, by the Department
of Water Resources for the purpose of the State Water
Resources Development System or flood control, and
surface mining operations on lands owned or leased, or
upon which easements or rights-of-way have been
obtained, by the Reclamation Board for the purpose of
flood control, if the Department of Water Resources
adopts, after submission to and consultation with, the
Department of Conservation, a reclamation plan for lands
affected by these activities, and those lands are reclaimed
in conformance with the standards specified in regulations
of the board adopted pursuant to this chapter. The
Department of Water Resources shall provide an annual
report to the Department of Conservation by the date
specified by the Department of Conservation on these
mining activities.
(2) Nothing in this subdivision shall require the
Department of Water Resources or the Reclamation
Board to obtain a permit or secure approval of a
reclamation plan from any city or county in order to
conduct surface mining operations specified in paragraph
(1). Nothing in this subdivision shall preclude the
bringing of an enforcement action pursuant to Section
2774.1, if it is determined that a surface mine operator,
acting under contract with the Department of Water
Resources or the Reclamation Board on lands other than
those owned or leased, or upon which easements or
rights-of-way have been obtained, by the Department of
Water Resources or the Reclamation Board, is otherwise
not in compliance with this chapter.
(j) (1) Excavations or grading for the exclusive
purpose of obtaining materials for roadbed construction
and maintenance conducted in connection with timber
operations or forest management on land owned by the
same person or entity. This exemption is limited to
excavation and grading that is conducted adjacent to
timber operation or forest management roads and shall not
apply to onsite excavation or grading that occurs within
100 feet of a Class One watercourse or 75 feet of a Class
Two watercourse, or to excavation for materials that are,
or have been, sold for commercial purposes.
(2) This exemption shall be available only if slope
stability and erosion are controlled in accordance with
subdivision (f) of Section 3704 and subdivision (d) of
Section 3706 of Title 14 of the California Code of
Regulations and, upon closure of the site, the person
closing the site implements, where necessary, revegetation
measures and postclosure uses in consultation with the
Department of Forestry and Fire Protection.
(k) Excavations, grading, or other earthmoving
activities in an oil or gas field that are integral to, and
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necessary for, ongoing operations for the extraction
of oil or gas that comply with all of the following
conditions:
(1) The operations are being conducted in
accordance with Division 3 (commencing with
Section 3000).
(2) The operations are consistent with any
general plan or zoning applicable to the site.
(3) The earthmoving activities are within oil or
gas field properties under a common owner or
operator.
(4) No excavated materials are sold for
commercial purposes.
§ 2715. No provision of this chapter or any
ruling, requirement, or policy of the board is a
limitation on any of the following:
(a) On the police power of any city or county or
on the power of any city or county to declare,
prohibit, and abate nuisances.
(b) On the power of the Attorney General, at the
request of the board, or upon his own motion, to
bring an action in the name of the people of the State
of California to enjoin any pollution or nuisance.
(c) On the power of any state agency in the
enforcement or administration of any provision of
law which it is specifically authorized or required to
enforce or administer.
(d) On the right of any person to maintain at any
time any appropriate action for relief against any
private nuisance as defined in Part 3 (commencing
with Section 3479) of Division 4 of the Civil Code or
for any other private relief.
(e) On the power of any lead agency to adopt
policies, standards, or regulations imposing
additional requirements on any person if the
requirements do not prevent the person from
complying with the provisions of this chapter.
(f) On the power of any city or county to
regulate the use of buildings, structures, and land as
between industry, business, residents, open space
(including agriculture, recreation, the enjoyment of
scenic beauty, and the use of natural resources), and
other purposes.
§ 2715.5. (a) The Cache Creek Resource
Management Plan, in conjunction with a site
specific plan deemed consistent by the lead agency
with the Cache Creek Resource Management Plan,
until December 31, 2003, shall be considered to be
a functional equivalent of a reclamation plan for the
purposes of this chapter. No other reclamation plan
shall be required to be reviewed and approved for any
excavation project subject to the Cache Creek Resource
Management Plan that is conducted in conformance with
an approved site specific plan that is consistent with the
Cache Creek Resource Management Plan, and the
standards specified in that plan governing erosion
control, channel stabilization, habitat restoration, flood
control, or infrastructure maintenance, if that plan is
reviewed and approved by a lead agency pursuant to this
chapter.
(b) For purposes of this section, the board of
supervisors of the county in which the Cache Creek
Resource Management Plan is to be implemented shall
prepare and file the annual report required to be
prepared pursuant to Section 2207.
(c) Nothing in this section precludes an enforcement
action by the board or the department brought pursuant
to this chapter or Section 2207 if the lead agency or the
director determines that a surface mining operator,
acting under the authority of the Cache Creek Resource
Management Plan, is not in compliance with the
requirements of this chapter or Section 2207.
(d) ‘‘Site specific plan,’’ for the purposes of this
section, means an individual project plan approved by
the lead agency that is consistent with the Cache Creek
Resource Management Plan. Site specific plans
prepared in conformance with the Cache Creek
Resource Management Plan shall, at a minimum,
include the information required pursuant to subdivision
(c) of Section 2772, shall comply with the requirements
of Article 9 (commencing with Section 3700) of
Subchapter 1 of Chapter 8 of Title 14 of the California
Code of Regulations and shall be provided along with a
financial assurance estimate to the department for
review and comment pursuant to Section 2774.
Notwithstanding the number of days authorized by
paragraph (1) of subdivision (d) of Section 2774, the
department shall review the site specific plan and the
financial assurance estimate and prepare any written
comments within 15 days from the date of receipt of the
plan and the estimate.
(e) Prior to engaging in an excavation activity in
conformance with the Cache Creek Resource
Management Plan, a surface mining operation shall be
required to obtain financial assurances that meet the
requirements of Section 2773.1.
(f) This section shall remain in effect only until
December 31, 2003, and as of that date is repealed,
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unless a later enacted statute, that is enacted before
December 31, 2003, deletes or extends that date.
NOTE: Sections 2715.5 and 2773.2 shall
not become operative until such time that the
State Mining and Geology Board approves
the County of Yolo implementing ordinance
governing in-channel noncommercial
extraction activities carried out pursuant to
the Cache Creek Resource Management Plan
and notifies the Secretary of State in writing
of that approval.
§ 2716. Any person may commence an action on
his or her own behalf against the board, the State
Geologist, or the director for a writ of mandate
pursuant to Chapter 2 (commencing with Section
1084) of Title 1 of Part 3 of the Code of Civil
Procedure to compel the board, the State Geologist,
or the director to carry out any duty imposed upon
them pursuant to this chapter.
§ 2717. (a) The board shall submit to the
Legislature on December 1st of each year a report on
the actions taken pursuant to this chapter during the
preceding fiscal year. The report shall include a
statement of the actions, including legislative
recommendations, which are necessary to carry out
more completely the purposes and requirements of
this chapter.
(b) For purposes of ensuring compliance with
Section 10295.5 of the Public Contract Code, on and
after July 1, 1993, the department shall, at a
minimum, quarterly publish in the California
Regulatory Notice Register, or otherwise make
available upon request to the Department of General
Services or any other state agency, a list identifying
all of the following:
(1) Surface mining operations for which a report
has been submitted pursuant to Section 2207 which
indicates that the reclamation plan and the financial
assurances have been approved.
(2) Surface mining operations for which an
appeal is pending before the board pursuant to
subdivision (e) of Section 2770, provided that the
appeal shall not have been pending before the board
for more than 180 days.
§ 2718. If any provision of this chapter or the
application thereof to any person or circumstance is
held invalid, such invalidity shall not affect other
provisions or applications of the chapter which can be
given effect without the invalid provision or application,
and to this end the provisions of this chapter are
severable.
§ 2719. Notwithstanding any other provision of law,
neither the state nor any county, city, district, or other
political subdivision shall be exempt from any fee
imposed upon a mining operation pursuant to subdivision
(d) of Section 2207.
Article 2. Definitions
§ 2725. Unless the context otherwise requires, the
definitions set forth in this article shall govern the
construction of this chapter.
§ 2726. "Area of regional significance" means an area
designated by the board pursuant to Section 2790 which is
known to contain a deposit of minerals, the extraction of
which is judged to be of prime importance in meeting
future needs for minerals in a particular region of the state
within which the minerals are located and which, if
prematurely developed for alternate incompatible land
uses, could result in the permanent loss of minerals that
are of more than local significance.
§ 2727. "Area of statewide significance" means an
area designated by the board pursuant to Section 2790
which is known to contain a deposit of minerals, the
extraction of which is judged to be of prime importance in
meeting future needs for minerals in the state and which,
if prematurely developed for alternate incompatible land
uses, could result in the permanent loss of minerals that
are of more than local or regional significance.
§ 2727.1 "Idle" means to curtail for a period of one
year or more surface mining operations by more than 90
percent of the operation's previous maximum annual
mineral production, with the intent to resume those
surface mining operations at a future date.
§ 2728. "Lead agency" means the city, county, San
Francisco Bay Conservation and Development
Commission, or the board which has the principal
responsibility for approving a surface mining operation or
reclamation plan pursuant to this chapter.
§ 2729. "Mined lands" includes the surface,
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subsurface, and ground water of an area in which
surface mining operations will be, are being, or have
been conducted, including private ways and roads
appurtenant to any such area, land excavations,
workings, mining waste, and areas in which
structures, facilities, equipment, machines, tools, or
other materials or property which result from, or are
used in, surface mining operations are located.
§ 2730. "Mining waste" includes the residual of
soil, rock, mineral, liquid, vegetation, equipment,
machines, tools, or other materials or property
directly resulting from, or displaced by, surface
mining operations.
§ 2731. "Operator" means any person who is
engaged in surface mining operations, himself, or
who contracts with others to conduct operations on
his behalf, except a person who is engaged in surface
mining operations as an employee with wages as his
sole compensation.
§ 2732. "Overburden" means soil, rock, or other
materials that lie above a natural mineral deposit or
in between mineral deposits, before or after their
removal by surface mining operations.
§ 2732.5. "Permit" means any authorization
from, or approval by, a lead agency, the absence of
which would preclude surface mining operations.
§ 2733. "Reclamation" means the combined
process of land treatment that minimizes water
degradation, air pollution, damage to aquatic or
wildlife habitat, flooding, erosion, and other adverse
effects from surface mining operations, including
adverse surface effects incidental to underground
mines, so that mined lands are reclaimed to a usable
condition which is readily adaptable for alternate
land uses and create no danger to public health or
safety. The process may extend to affected lands
surrounding mined lands, and may require
backfilling, grading, resoiling, revegetation, soil
compaction, stabilization, or other measures.
§ 2734. "State policy" means the regulations
adopted by the board pursuant to Section 2755.
§ 2735. "Surface mining operations" means all,
or any part of, the process involved in the mining of
minerals on mined lands by removing overburden and
mining directly from the mineral deposits, open-pit
mining of minerals naturally exposed, mining by the auger
method, dredging and quarrying, or surface work incident
to an underground mine. Surface mining operations shall
include, but are not limited to:
(a) Inplace distillation or retorting or leaching.
(b) The production and disposal of mining waste.
(c) Prospecting and exploratory activities.
Article 3. District Committees
§ 2740. In carrying out the provisions of this chapter,
the board may establish districts and appoint one or more
district technical advisory committees to advise the board.
In establishing districts for these committees, the board
shall take into account physical characteristics, including,
but not limited to, climate, topography, geology, type of
overburden, and principal mineral commodities.
Members of the committees shall be selected and
appointed on the basis of their professional qualifications
and training in mineral resource conservation,
development and utilization, land use planning, mineral
economics, or the reclamation of mined lands.
§ 2741. The members of the committee shall receive
no compensation for their services, but shall be entitled to
their actual and necessary expenses incurred in the
performance of their duties.
Article 4. State Policy for
the Reclamation of Mined Lands
§ 2755. The board shall adopt regulations which
establish state policy for the reclamation of mined lands in
accordance with the general provisions set forth in Article
1 (commencing with Section 2710) of this chapter and
pursuant to Chapter 4.5 (commencing with Section
11371) of Part 1 of Division 3 of Title 2 of the
Government Code.
§ 2756. State policy shall apply to the conduct of
surface mining operations and shall include, but shall not
be limited to, measures to be employed by lead agencies
in specifying grading, backfilling, resoiling, revegetation,
soil compaction, and other reclamation requirements, and
for soil erosion control, water quality and watershed
control, waste disposal, and flood control.
§ 2757. The state policy adopted by the board shall be
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based upon a study of the factors that significantly
affect the present and future condition of mined
lands, and shall be used as standards by lead
agencies in preparing specific and general plans,
including the conservation and land use elements of
the general plan and zoning ordinances. The state
policy shall not include aspects of regulating surface
mining operations which are solely of local concern,
and not of statewide or regional concern, as
determined by the board, such as, but not limited to,
hours of operation, noise, dust, fencing, and purely
aesthetic considerations.
§ 2758. Such policy shall include objectives and
criteria for all of the following:
(a) Determining the lead agency pursuant to the
provisions of Section 2771.
(b) The orderly evaluation of reclamation plans.
(c) Determining the circumstances, if any, under
which the approval of a proposed surface mining
operation by a lead agency need not be conditioned
on a guarantee assuring reclamation of the mined
lands.
§ 2759. The state policy shall be continuously
reviewed and may be revised. During the
formulation or revision of the policy, the board shall
consult with, and carefully evaluate the
recommendations of, the director, any district
technical advisory committees, concerned federal,
state, and local agencies, educational institutions,
civic and public interest organizations, and private
organizations and individuals.
§ 2760. The board shall not adopt or revise the
state policy, unless a public hearing is first held
respecting its adoption or revision. At least 30 days
prior to the hearing, the board shall give notice of the
hearing by publication pursuant to Section 6061 of
the Government Code.
§ 2761. (a) On or before January 1, 1977, and, as
a minimum, after the completion of each decennial
census, the Office of Planning and Research shall
identify portions of the following areas within the
state which are urbanized or are subject to urban
expansion or other irreversible land uses which
would preclude mineral extraction:
(1) Standard metropolitan statistical areas and
such other areas for which information is readily
available.
(2) Other areas as may be requested by the board.
(b) In accordance with a time schedule, and based
upon guidelines adopted by the board, the State Geologist
shall classify, on the basis solely of geologic factors, and
without regard to existing land use and land ownership,
the areas identified by the Office of Planning and
Research, any area for which classification has been
requested by a petition which has been accepted by the
board, or any other areas as may be specified by the
board, as one of the following:
(1) Areas containing little or no mineral deposits.
(2) Areas containing significant mineral deposits.
(3) Areas containing mineral deposits, the
significance of which requires further evaluation.
The State Geologist shall require the petitioner to pay
the reasonable costs of classifying an area for which
classification has been requested by the petitioner.
(c) The State Geologist shall transmit the information
to the board for incorporation into the state policy and for
transmittal to lead agencies.
§ 2762. (a) Within 12 months of receiving the mineral
information described in Section 2761, and also within 12
months of the designation of an area of statewide or
regional significance within its jurisdiction, every lead
agency shall, in accordance with state policy, establish
mineral resource management policies to be incorporated
in its general plan which will:
(1) Recognize mineral information classified by the
State Geologist and transmitted by the board.
(2) Assist in the management of land use which affect
areas of statewide and regional significance.
(3) Emphasize the conservation and development of
identified mineral deposits.
(b) Every lead agency shall submit proposed mineral
resource management policies to the board for review and
comment prior to adoption.
(c) Any subsequent amendment of the mineral
resource management policy previously reviewed by the
board shall also require review and comment by the
board.
(d) If any area is classified by the State Geologist as
an area described in paragraph (2) of subdivision (b) of
Section 2761, and the lead agency either has designated
that area in its general plan as having important minerals
to be protected pursuant to subdivision (a), or otherwise
has not yet acted pursuant to subdivision (a), then prior to
permitting a use which would threaten the potential to
extract minerals in that area, the lead agency shall
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prepare, in conjunction with preparing any
environmental document required by Division 13
(commencing with Section 21000), or in any event if
no such document is required, a statement specifying
its reasons for permitting the proposed use, and shall
forward a copy to the State Geologist and the board
for review.
If the proposed use is subject to the requirements
of Division 13 (commencing with Section 21000),
the lead agency shall comply with the public review
requirements of that division. Otherwise, the lead
agency shall provide public notice of the availability
of its statement by all of the following:
(1) Publishing the notice at least one time in a
newspaper of general circulation in the area affected
by the proposed use.
(2) Directly mailing the notice to owners of
property within one-half mile of the parcel or parcels
on which the proposed use is located as those owners
are shown on the latest equalized assessment role.
The public review period shall not be less than
60 days from the date of the notice and shall include
at least one public hearing. The lead agency shall
evaluate comments received and shall prepare a
written response. The written response shall
describe the disposition of the major issues raised.
In particular, when the lead agency's position on the
proposed use is at variance with recommendations
and objections raised in the comments, the written
response shall address in detail why specific
comments and suggestions were not accepted.
(e) Prior to permitting a use which would
threaten the potential to extract minerals in an area
classified by the State Geologist as an area described
in paragraph (3) of subdivision (b) of Section 2761,
the lead agency may cause to be prepared an
evaluation of the area in order to ascertain the
significance of the mineral deposit located therein.
The results of such evaluation shall be transmitted to
the State Geologist and the board.
§ 2763. (a) If an area is designated by the board
as an area of regional significance, and the lead
agency either has designated that area in its general
plan as having important minerals to be protected
pursuant to subdivision (a) of Section 2762, or
otherwise has not yet acted pursuant to subdivision
(a) of Section 2762, then prior to permitting a use
which would threaten the potential to extract
minerals in that area, the lead agency shall prepare a
statement specifying its reasons for permitting the
proposed use, in accordance with the requirements set
forth in subdivision (d) of Section 2762. Lead agency
land use decisions involving areas designated as being of
regional significance shall be in accordance with the lead
agency's mineral resource management policies and shall
also, in balancing mineral values against alternative land
uses, consider the importance of these minerals to their
market region as a whole and not just their importance to
the lead agency's area of jurisdiction.
(b) If an area is designated by the board as an area of
statewide significance, and the lead agency either has
designated that area in its general plan as having
important minerals to be protected pursuant to subdivision
(a) of Section 2762, or otherwise has not yet acted
pursuant to subdivision (a) of Section 2762, then prior to
permitting a use which would threaten the potential to
extract minerals in that area, the lead agency shall prepare
a statement specifying its reasons for permitting the
proposed use, in accordance with the requirements set
forth in subdivision (d) of Section 2762. Lead agency
land use decisions involving areas designated as being of
statewide significance shall be in accordance with the lead
agency's mineral resource management policies and shall
also, in balancing mineral values against alternative land
uses, consider the importance of the mineral resources to
the state and nation as a whole.
§ 2764. (a) Upon the request of an operator or other
interested person and payment by the requesting person of
the estimated cost of processing the request, the lead
agency having jurisdiction shall amend its general plan, or
prepare a new specific plan or amend any applicable
specific plan, that shall, with respect to the continuation
of the existing surface mining operation for which the
request is made, plan for future land uses in the vicinity
of, and access routes serving, the surface mining
operation in light of the importance of the minerals to
their market region as a whole, and not just their
importance to the lead agency's area of jurisdiction.
(b) In adopting amendments to the general plan, or
adopting or amending a specific plan, the lead agency
shall make written legislative findings as to whether the
future land uses and particular access routes will be
compatible or incompatible with the continuation of the
surface mining operation, and if they are found to be
incompatible, the findings shall include a statement of the
reasons why they are to be provided for, notwithstanding
the importance of the minerals to their market region as a
whole or their previous designation by the board, as the
9
case may be.
(c) Any evaluation of a mineral deposit prepared
by a lead agency for the purpose of carrying out this
section shall be transmitted to the State Geologist
and the board.
(d) The procedure provided for in this section
shall not be undertaken in any area that has been
designated pursuant to Article 6 (commencing with
Section 2790) if mineral resource management
policies have been established and incorporated in
the lead agency's general plan in conformance with
Article 4 (commencing with Section 2755).
Article 5. Reclamation of Mined Lands and
the Conduct of Surface Mining Operations
§ 2770. (a) Except as provided in this section, no
person shall conduct surface mining operations
unless a permit is obtained from, a reclamation plan
has been submitted to and approved by, and financial
assurances for reclamation have been approved by,
the lead agency for the operation pursuant to this
article.
(b) Any person with an existing surface mining
operation who has vested rights pursuant to Section
2776 and who does not have an approved
reclamation plan shall submit a reclamation plan to
the lead agency not later than March 31, 1988. If a
reclamation plan application is not on file by March
31, 1988, the continuation of the surface mining
operation is prohibited until a reclamation plan is
submitted to the lead agency. For purposes of this
subdivision, reclamation plans may consist of all or
the appropriate sections of any plans or written
agreements previously approved by the lead agency
or another agency, together with any additional
documents needed to substantially meet the
requirements of Sections 2772 and 2773 and the lead
agency surface mining ordinance adopted pursuant to
subdivision (a) of Section 2774, provided that all
documents which together were proposed to serve as
the reclamation plan are submitted for approval to
the lead agency in accordance with this chapter.
(c) If a person with an existing surface mining
operation has received lead agency approval of its
financial assurances for reclamation prior to January
1, 1991, the lead agency shall administratively
review those existing financial assurances in
accordance with subdivision (d) prior to January 1,
1992. The review of existing financial assurances
shall not be considered a project for purposes of Division
13 (commencing with Section 21000). Any person with
an existing surface mining operation which does not have
financial assurances that received lead agency approval
prior to January 1, 1991, shall submit financial assurances
for reclamation for review in accordance with subdivision
(d).
(d) The lead agency's review of reclamation plans
submitted pursuant to subdivision (b) or of financial
assurances pursuant to subdivision (c) is limited to
whether the plan or the financial assurances substantially
meet the applicable requirements of Sections 2772, 2773,
and 2773.1, and the lead agency surface mining ordinance
adopted pursuant to subdivision (a) of Section 2774, but,
in any event, the lead agency shall require that financial
assurances for reclamation be sufficient to perform
reclamation of lands remaining disturbed. Reclamation
plans or financial assurances determined to substantially
meet these requirements shall be approved by the lead
agency for purposes of this chapter. Reclamation plans or
financial assurances determined not to substantially meet
these requirements shall be returned to the operator within
60 days. The operator has 60 days to revise the plan or
financial assurances to address identified deficiencies, at
which time the revised plan or financial assurances shall
be returned to the lead agency for review and approval.
Except as specified in subdivision (e) or (i), unless the
operator has filed on or before July 1, 1990, an appeal
pursuant to subdivision (e) with regard to nonapproval of
the reclamation plan, or has filed on or before January 1,
1994, an appeal pursuant to subdivision (e) with regard to
nonapproval of financial assurances, and that appeal is
pending before the board, the continuation of the surface
mining operation is prohibited until a reclamation plan
and financial assurances for reclamation are approved by
the lead agency.
(e) Any person who, based on the evidence of the
record, can substantiate that a lead agency has either (1)
failed to act according to due process or has relied on
considerations not related to the specific applicable
requirements of Sections 2772, 2773, and 2773.1, and the
lead agency surface mining ordinance adopted pursuant to
subdivision (a) of Section 2774, in reaching a decision to
deny approval of a reclamation plan or financial
assurances for reclamation, (2) failed to act within a
reasonable time of receipt of a completed application, or
(3) failed to review and approve reclamation plans or
financial assurances as required by subdivisions (c) and
(d), may appeal that action or inaction to the board.
(f) The board may decline to hear an appeal if it
10
determines that the appeal raises no substantial
issues related to the lead agency's review pursuant to
this section.
(g) Appeals that the board does not decline to
hear shall be scheduled and heard at a public hearing
within 45 days of the filing of the appeal, or any
longer period as may be mutually agreed upon by the
board and the person filing the appeal. In hearing an
appeal, the board shall only determine whether the
reclamation plan or the financial assurances
substantially meet the applicable requirements of
Sections 2772, 2773, 2773.1, and the lead agency
surface mining ordinance adopted pursuant to
subdivision (a) of Section 2774. A reclamation plan
or financial assurances determined to meet these
requirements shall be approved. A reclamation plan
or financial assurances determined not to meet these
requirements shall be returned to the person filing
the appeal with a notice of deficiencies, who shall be
granted, once only, a period of 30 days, or a longer
period mutually agreed upon by the operator and the
board, to correct the noted deficiencies and submit
the revised reclamation plan or the revised financial
assurances to the lead agency for review and
approval.
(h)(1) Within 90 days of a surface mining
operation becoming idle, as defined in Section
2727.1, the operator shall submit to the lead agency
for review and approval, an interim management
plan. The review and approval of an interim
management plan shall not be considered a project
for purposes of Division 13 (commencing with
Section 21000). The approved interim management
plan shall be considered an amendment to the surface
mining operation's approved reclamation plan, for
purposes of this chapter. The interim management
plan shall provide measures the operator will
implement to maintain the site in compliance with
this chapter, including, but not limited to, all permit
conditions.
(2) The interim management plan may remain in
effect for a period not to exceed five years, at which
time the lead agency shall do one of the following:
(A) Renew the interim management plan for
another period not to exceed five years, if the lead
agency finds that the surface mining operator has
complied fully with the interim management plan.
(B) Require the surface mining operator to
commence reclamation in accordance with its
approved reclamation plan.
(3) The financial assurances required by Section
2773.1 shall remain in effect during the period that the
surface mining operation is idle. If the surface mining
operation is still idle after the expiration of its interim
management plan, the surface mining operation shall
commence reclamation in accordance with its approved
reclamation plan.
(4) Within 60 days of the receipt of the interim
management plan, or a longer period mutually agreed
upon by the lead agency and the operator, the lead agency
shall review and approve the plan in accordance with its
ordinance adopted pursuant to subdivision (a) of Section
2774, so long as the plan satisfies the requirements of this
subdivision, and so notify the operator in writing.
Otherwise, the lead agency shall notify the operator in
writing of any deficiencies in the plan. The operator shall
have 30 days, or a longer period mutually agreed upon by
the operator and the lead agency, to submit a revised plan.
(5) The lead agency shall approve or deny approval of
the revised interim management plan within 60 days of
receipt. If the lead agency denies approval of the revised
interim management plan, the operator may appeal that
action to the lead agency's governing body, which shall
schedule a public hearing within 45 days of the filing of
the appeal, or any longer period mutually agreed upon by
the operator and the governing body.
(6) Unless review of an interim management plan is
pending before the lead agency, or an appeal is pending
before the lead agency's governing body, a surface mining
operation which remains idle for over one year after
becoming idle as defined in Section 2727.1 without
obtaining approval of an interim management plan shall
be considered abandoned and the operator shall
commence and complete reclamation in accordance with
the approved reclamation plan.
(i) Any enforcement action which may be brought
against a surface mining operation for operating without
an approved reclamation plan, financial assurance, or
interim management plan, shall be held in abeyance
pending review pursuant to subdivision (b), (c), (d), or (h)
or the resolution of an appeal filed with the board
pursuant to subdivision (e), or with a lead agency
governing body pursuant to subdivision (h).
§ 2770.5. Whenever surface mining operations are
proposed in the 100-year flood plain for any stream, as
shown in Zone A of Flood Insurance Rate Maps issued by
the Federal Emergency Management Agency, and within
one mile, upstream or downstream, of any state highway
bridge, the lead agency receiving the application for the
11
issuance or renewal of a permit to conduct the
surface mining operations shall notify the
Department of Transportation that the application
has been received. The Department of
Transportation shall have a period of not more than
45 days to review and comment on the proposed
surface mining operations with respect to any
potential damage to the state highway bridge from
the proposed surface mining operations. The lead
agency shall not issue or renew the permit until the
Department of Transportation has submitted its
comments or until 45 days from the date the
application for the permit was submitted, whichever
occurs first.
§ 2771. Whenever a proposed or existing surface
mining operation is within the jurisdiction of two or
more public agencies, is a permitted use within the
agencies, and is not separated by a natural or
manmade barrier coinciding with the boundary of the
agencies, the evaluation of the proposed or existing
operation shall be made by the lead agency in
accordance with the procedures adopted by the lead
agency pursuant to Section 2774. If a question arises
as to which public agency is the lead agency, any
affected public agency, or the affected operator, may
submit the matter to the board. The board shall
notify in writing all affected public agencies and
operators that the matter has been submitted,
specifying a date for a public hearing. The board
shall designate the public agency which shall serve
as the lead agency, giving due consideration to the
capability of the agency to fulfill adequately the
requirements of this chapter and to an examination of
which of the public agencies has principal permit
responsibility.
§ 2772. (a) The reclamation plan shall be filed
with the lead agency, on a form provided by the lead
agency, by any person who owns, leases, or
otherwise controls or operates on all, or any portion
of any, mined lands, and who plans to conduct
surface mining operations on the lands.
(b) All documentation for the reclamation plan
shall be submitted by the lead agency to the
department at one time.
(c) The reclamation plan shall include all of the
following information and documents:
(1) The name and address of the surface mining
operator and the names and addresses of any persons
designated by the operator as an agent for the service of
process.
(2) The anticipated quantity and type of minerals for
which the surface mining operation is to be conducted.
(3) The proposed dates for the initiation and
termination of surface mining operation.
(4) The maximum anticipated depth of the surface
mining operation.
(5) The size and legal description of the lands that
will be affected by the surface mining operation, a map
that includes the boundaries and topographic details of the
lands, a description of the general geology of the area, a
detailed description of the geology of the area in which
surface mining is to be conducted, the location of all
streams, roads, railroads, and utility facilities within, or
adjacent to, the lands, the location of all proposed access
roads to be constructed in conducting the surface mining
operation, and the names and addresses of the owners of
all surface interests and mineral interests in the lands.
(6) A description of, and a plan for, the type of
surface mining to be employed, and a time schedule that
will provide for the completion of surface mining on each
segment of the mined lands so that reclamation can be
initiated at the earliest possible time on those portions of
the mined lands that will not be subject to further
disturbance by the surface mining operation.
(7) A description of the proposed use or potential uses
of the mined lands after reclamation and evidence that all
owners of a possessory interest in the land have been
notified of the proposed use or potential uses.
(8) A description of the manner in which reclamation,
adequate for the proposed use or potential uses will be
accomplished, including both of the following:
(A) A description of the manner in which
contaminants will be controlled, and mining waste will be
disposed.
(B) A description of the manner in which affected
streambed channels and streambanks will be rehabilitated
to a condition minimizing erosion and sedimentation will
occur.
(9) An assessment of the effect of implementation of
the reclamation plan on future mining in the area.
(10) A statement that the person submitting the
reclamation plan accepts responsibility for reclaiming the
mined lands in accordance with the reclamation plan.
(11) Any other information which the lead agency
may require by ordinance.
(d) An item of information or a document required
pursuant to subdivision (c) that has already been prepared
as part of a permit application for the surface mining
12
operation, or as part of an environmental document
prepared for the project pursuant to Division 13
(commencing with Section 21000), may be included
in the reclamation plan by reference, if that item of
information or that document is attached to the
reclamation plan when the lead agency submits the
reclamation plan to the director for review. To the
extent that the information or document referenced
in the reclamation plan is used to meet the
requirements of subdivision (c), the information or
document shall become part of the reclamation plan
and shall be subject to all other requirements of this
article.
(e) Nothing in this section is intended to limit or
expand the department's authority or responsibility to
review a document in accordance with Division 13
(commencing with Section 21000).
§ 2773. (a) The reclamation plan shall be
applicable to a specific piece of property or
properties, shall be based upon the character of the
surrounding area and such characteristics of the
property as type of overburden, soil stability,
topography, geology, climate, stream characteristics,
and principal mineral commodities, and shall
establish site-specific criteria for evaluating
compliance with the approved reclamation plan,
including topography, revegetation and sediment,
and erosion control.
(b) By January 1, 1992, the board shall adopt
regulations specifying minimum, verifiable statewide
reclamation standards. Subjects for which standards
shall be set include, but shall not be limited to, the
following:
(1) Wildlife habitat.
(2) Backfilling, regrading, slope stability, and
recontouring.
(3) Revegetation.
(4) Drainage, diversion structures, waterways,
and erosion control.
(5) Prime and other agricultural land
reclamation.
(6) Building, structure, and equipment removal.
(7) Stream protection.
(8) Topsoil salvage, maintenance, and
redistribution.
(9) Tailing and mine waste management.
These standards shall apply to each mining
operation, but only to the extent that they are
consistent with the planned or actual subsequent use
or uses of the mining site.
§ 2773.1. (a) Lead agencies shall require financial
assurances of each surface mining operation to ensure
reclamation is performed in accordance with the surface
mining operation's approved reclamation plan, as
follows:
(1) Financial assurances may take the form of surety
bonds executed by an admitted surety insurer, as defined
in subdivision (a) of Section 995.120 of the Code of
Civil Procedure, irrevocable letters of credit, trust funds,
or other forms of financial assurances specified by the
board pursuant to subdivision (e), which the lead agency
reasonably determines are adequate to perform
reclamation in accordance with the surface mining
operation's approved reclamation plan.
(2) The financial assurances shall remain in effect
for the duration of the surface mining operation and any
additional period until reclamation is completed.
(3) The amount of financial assurances required of a
surface mining operation for any one year shall be
adjusted annually to account for new lands disturbed by
surface mining operations, inflation, and reclamation of
lands accomplished in accordance with the approved
reclamation plan.
(4) The financial assurances shall be made payable
to the lead agency and the department. Financial
assurances that were approved by the lead agency prior
to January 1, 1993, and were made payable to the State
Geologist shall be considered payable to the department
for purposes of this chapter. However, if a surface
mining operation has received approval of its financial
assurances from a public agency other than the lead
agency, the lead agency shall deem those financial
assurances adequate for purposes of this section, or shall
credit them toward fulfillment of the financial
assurances required by this section, to the public agency,
to the lead agency, and the department and otherwise
meet the requirements of this section. In any event, if a
lead agency and one or more public agencies exercise
jurisdiction over a surface mining operation, the total
amount of financial assurances required by the lead
agency and the public agencies for any one year shall
not exceed that amount which is necessary to perform
reclamation of lands remaining disturbed. For purposes
of this paragraph, a "public agency" may include a
federal agency.
(b) If the lead agency or the board, following a
public hearing, determines that the operator is
13
financially incapable of performing reclamation in
accordance with its approved reclamation plan, or
has abandoned its surface mining operation without
commencing reclamation, either the lead agency or
the director shall do all of the following:
(1) Notify the operator by personal service or
certified mail that the lead agency or the director
intends to take appropriate action to forfeit the
financial assurances and specify the reasons for so
doing.
(2) Allow the operator 60 days to commence or
cause the commencement of reclamation in
accordance with its approved reclamation plan and
require that reclamation be completed within the
time limits specified in the approved reclamation
plan or some other time period mutually agreed
upon by the lead agency or the director and the
operator.
(3) Proceed to take appropriate action to
require forfeiture of the financial assurances if the
operator does not substantially comply with
paragraph (2).
(4) Use the proceeds from the forfeited
financial assurances to conduct and complete
reclamation in accordance with the approved
reclamation plan. In no event shall the financial
assurances be used for any other purpose. The
operator is responsible for the costs of conducting
and completing reclamation in accordance with the
approved reclamation plan which are in excess of
the proceeds from the forfeited financial
assurances.
(c) Financial assurances shall no longer be
required of a surface mining operation, and shall be
released, upon written notification by the lead
agency, which shall be forwarded to the operator
and the director, that reclamation has been
completed in accordance with the approved
reclamation plan. If a mining operation is sold or
ownership is transferred to another person, the
existing financial assurances shall remain in force
and shall not be released by the lead agency until
new financial assurances are secured from the new
owner and have been approved by the lead agency
in accordance with Section 2770.
(d) The lead agency shall have primary
responsibility to seek forfeiture of financial
assurances and to reclaim mine sites under
subdivision (b). However, in cases where the board
is not the lead agency pursuant to Section 2774.4,
the director may act to seek forfeiture of financial
assurances and reclaim mine sites pursuant to
subdivision (b) only if both of the following occurs:
(1) The financial incapability of the operator or the
abandonment of the mining operation has come to the
attention of the director.
(2) The lead agency has been notified in writing by
the director of the financial incapability of the operator
or the abandonment of the mining operation for at least
15 days, and has not taken appropriate measures to seek
forfeiture of the financial assurances and reclaim the
mine site; and one of the following has occurred:
(A) The lead agency has been notified in writing by
the director that failure to take appropriate measures to
seek forfeiture of the financial assurances or to reclaim
the mine site shall result in actions being taken against
the lead agency under Section 2774.4.
(B) The director determines that there is a violation
that amounts to an imminent and substantial
endangerment to the public health, safety, or to the
environment.
(C) The lead agency notifies the director in writing
that its good faith attempts to seek forfeiture of the
financial assurances have not been successful.
The director shall comply with subdivision (b) in
seeking forfeiture of financial assurances and reclaiming
mine sites.
(e) The board may adopt regulations specifying
financial assurance mechanisms other than surety bonds,
irrevocable letters of credit, and trust funds, which the
board determines are reasonably available and adequate
to ensure reclamation pursuant to this chapter, but these
mechanisms may not include financial tests, or surety
bonds executed by one or more personal sureties. These
mechanisms may include reclamation bond pool
programs.
(f) On or before March 1, 1993, the board shall
adopt guidelines to implement this section. The
guidelines are exempt from the requirements of Chapter
3.5 (commencing with Section 11340) of Part 1of
Division 3 of Title 2 of the Government Code, and are
not subject to review by the Office of Administrative
Law.
§ 2773.15. Notwithstanding Section 2773.1, a surety
bond that was executed by any personal surety that was
approved by the lead agency prior to February 13, 1998,
to ensure that reclamation is performed in accordance
with a reclamation plan approved by a lead agency prior
to that date, may be utilized to satisfy the requirements
14
of this chapter, if the amount of the financial
assurance required to perform the approved
reclamation plan, as amended or updated from time
to time, does not change from the amount approved
prior to February 13,1998.
§ 2773.2. (a) The Secretary of the Resources
Agency shall convene a multiagency task force that
shall evaluate the effectiveness of the Cache Creek
Resource Management Plan in achieving the plan’s
objectives concerning the rehabilitation and
restoration of Cache Creek and identify those
aspects of the plan that should be modified or
eliminated to more effectively achieve the goals of
this chapter.
(b) The task force shall consist of nine
members as follows:
(1) A representative of the department.
(2) A representative of the Department of Fish
and Game.
(3) A representative of the State Water
Resources Control Board.
(4) Six members appointed by the Secretary of
the Resources Agency. Of these six members, two
shall be elected officials of a city or county with
active mining operations within its jurisdiction, one
of whom shall represent northern California
interests, and one of whom shall represent southern
California interests; one shall be a person currently
engaged in in-stream mining activities as an
employee or owner of a mining operation; one shall
be a member of the State Mining and Geology
Board; and two shall be members of the scientific
community who are affiliated with a California
institution of higher education. The representative
of the department shall serve as the chairperson of
the task force.
(c) The task force, not later than January 1,
2001, shall recommend to the Secretary of the
Resources Agency any revisions to this chapter or
any other provisions of law, including regulations
of the State Mining and Geology Board, that are
necessary to incorporate regional resource
management plans in the state’s regulation of instream
mine reclamation. The task force
recommendations shall, at a minimum, address all
of the following issues:
(1) Flood control.
(2) Stream bank and channel erosion control.
(3) Slope stability.
(4) Vegetation and revegetation.
(5) The interrelationships of private and public land
ownership along and within streambed areas, including
ownership rights that are or may be ‘‘vested’’ as the
term is used in Section 2776.
(6) The provision of adequate financial assurances
for reclaiming mined areas.
(7) The monitoring of compliance with qualitative
and quantitative measures to regulate mine reclamation
on large segments of streams and rivers.
(8) Cumulative and site specific issues related to
resource management for in-stream mine reclamation.
(d) The department shall only convene the
multiagency task force required pursuant to subdivision
(a) if the costs associated with the operation of the task
force will not diminish the department’s ability to
provide reclamation plan review, financial assurance
review, and field inspections, undertake other
enforcement actions and provide local assistance to
cities or counties under this chapter.
NOTE: Sections 2715.5 and 2773.2 shall not
become operative until such time that the State
Mining and Geology Board approves the County
of Yolo implementing ordinance governing inchannel
noncommercial extraction activities
carried out pursuant to the Cache Creek
Resource Management Plan and notifies the
Secretary of State in writing of that approval.
§ 2774. (a) Every lead agency shall adopt ordinances
in accordance with state policy which establish
procedures for the review and approval of reclamation
plans and financial assurances and the issuance of a
permit to conduct surface mining operations, except that
any lead agency without an active surface mining
operation in its jurisdiction may defer adopting an
implementing ordinance until the filing of a permit
application. The ordinances shall establish procedures
requiring at least one public hearing and shall be
periodically reviewed by the lead agency and revised, as
necessary, to ensure that the ordinances continue to be in
accordance with state policy.
(b) The lead agency shall conduct an inspection of a
surface mining operation within six months of receipt by
the lead agency of the surface mining operation's report
submitted pursuant to Section 2207, solely to determine
whether the surface mining operation is in compliance
with this chapter. In no event shall a lead agency inspect
a surface mining operation less than once in any calendar
year. The lead agency may cause such an inspection to be
15
conducted by a state-registered geologist, stateregistered
civil engineer, state-licensed landscape
architect, or state-registered forester, who is
experienced in land reclamation and who has not
been employed by the surface mining operation in
any capacity during the previous 12 months. All
inspections shall be conducted using a form
developed by the department and approved by the
board. The operator shall be solely responsible for
the reasonable cost of the inspection. The lead
agency shall notify the director within 30 days of the
date of completion of the inspection that the
inspection has been conducted. The notice shall
contain a statement regarding the surface mining
operation's compliance with this chapter, shall
include a copy of the completed inspection form, and
shall specify which aspects of the surface mining
operations, if any, are inconsistent with this chapter.
If the surface mining operation has a review of its
reclamation plan, financial assurances, or an interim
management plan pending under subdivision (b), (c),
(d), or (h) of Section 2770, or an appeal pending
before the board or lead agency governing body
under subdivision (e) or (h) of Section 2770, the
notice shall so indicate. The lead agency shall
forward to the operator a copy of the notice, a copy
of the completed inspection form, and any
supporting documentation, including, but not limited
to, any inspection report prepared by the geologist,
civil engineer, landscape architect, or forester.
(c) Prior to approving a surface mining
operation's reclamation plan, financial assurances,
including existing financial assurances reviewed by
the lead agency pursuant to subdivision (c) of
Section 2770, or any amendments, the lead agency
shall submit the plan, assurances, or amendments to
the director for review. All documentation for that
submission shall be submitted to the director at one
time. When the lead agency submits a reclamation
plan or plan amendments to the director for review,
the lead agency shall also submit to the director, for
use in reviewing the reclamation plan or plan
amendments, information from any related document
prepared, adopted, or certified pursuant to Division
13 (commencing with Section 21000), and shall
submit any other pertinent information. The lead
agency shall certify to the director that the
reclamation plan is in compliance with the applicable
requirements of Article 1 (commencing with Section
3500) of Chapter 8 of Division 2 of Title 14 of the
California Code of Regulations in effect at the time that
the reclamation plan is submitted to the director for
review.
(d) (1) The director shall have 30 days from the date
of receipt of a reclamation plan or plan amendments
submitted pursuant to subdivision (c), and 45 days from
the date of receipt of financial assurances submitted
pursuant to subdivision (c), to prepare written comments,
if the director so chooses. The lead agency shall evaluate
any written comments received from the director relating
to the reclamation plan, plan amendments, or financial
assurances within a reasonable amount of time.
(2) The lead agency shall prepare a written response
to the director's comments describing the disposition of
the major issues raised. In particular, if the lead agency's
position is at variance with any of the recommendations
made, or objections raised, in the director's comments, the
written response shall address, in detail, why specific
comments and suggestions were not accepted. Copies of
any written comments received and responses prepared by
the lead agency shall be forwarded to the operator.
(3) To the extent that there is a conflict between the
comments of a trustee agency or a responsible agency that
are based on the agency's statutory or regulatory authority
and the comments of other commenting agencies which
are received by the lead agency pursuant to Division 13
(commencing with Section 21000) regarding a
reclamation plan or plan amendments, the lead agency
shall consider only the comments of the trustee agency or
responsible agency.
(e) Lead agencies shall notify the director of the filing
of an application for a permit to conduct surface mining
operations within 30 days of such an application being
filed with the lead agency. By July 1, 1991, each lead
agency shall submit to the director for every active or idle
mining operation within its jurisdiction, a copy of the
mining permit required pursuant to Section 2774, and any
conditions or amendments to those permits. By July 1 of
each subsequent year, the lead agency shall submit to the
director for each active or idle mining operation a copy of
any permit or reclamation plan amendments, as
applicable, or a statement that there have been no changes
during the previous year. Failure to file with the director
the information required under this section shall be cause
for action under Section 2774.4.
§ 2774.1. (a) Except as provided in subdivision (i) of
Section 2770, if the lead agency or the director
determines, based upon an annual inspection pursuant to
Section 2774, or otherwise confirmed by an inspection of
16
the mining operation, that a surface mining operation
is not in compliance with this chapter, the lead
agency or the director may notify the operator of that
violation by personal service or certified mail. If the
violation extends beyond 30 days after the date of the
lead agency's or the director's notification, the lead
agency or the director may issue an order by personal
service or certified mail requiring the operator to
comply with this chapter or, if the operator does not
have an approved reclamation plan or financial
assurances, cease all further mining activities.
(b) An order issued under subdivision (a) shall
not take effect until the operator has been provided a
hearing before the lead agency for orders issued by
the lead agency, or board for orders issued by the
director, concerning the alleged violation. Any order
issued under subdivision (a) shall specify which
aspects of the surface mine's activities or operations
are inconsistent with this chapter, shall specify a
time for compliance which the lead agency or
director determines is reasonable, taking into account
the seriousness of the violation and any good faith
efforts to comply with applicable requirements, and
shall set a date for the hearing, which shall not be
sooner than 30 days after the date of the order.
(c) Any operator who violates or fails to comply
with an order issued under subdivision (a) after the
order's effective date, as provided in subdivision (b),
or who fails to submit a report to the director or lead
agency as required by Section 2207, shall be subject
to an order by the lead agency or the director
imposing an administrative penalty of not more than
five thousand dollars ($5,000) per day, assessed from
the original date of noncompliance with this chapter
or Section 2207. The penalty may be imposed
administratively by the lead agency or the director.
In determining the amount of the administrative
penalty, the lead agency or the director shall take
into consideration the nature, circumstances, extent,
and gravity of the violation or violations, any prior
history of violations, the degree of culpability,
economic savings, if any, resulting from the
violation, and any other matters justice may require.
Orders setting administrative penalties shall become
effective upon issuance thereof and payment shall be
made to the lead agency or the director within 30
days, unless the operator petitions the legislative
body of the lead agency, the board, or the superior
court for review as provided in Section 2774.2. Any
order shall be served by personal service or by
certified mail upon the operator. Penalties collected by
the director shall be used for no purpose other than to
cover the reasonable costs incurred by the director in
implementing this chapter or Section 2207.
(d) If the lead agency or the director determines that
the surface mine is not in compliance with this chapter, so
that the surface mine presents an imminent and substantial
endangerment to the public health or the environment, the
lead agency or the Attorney General, on behalf of the
director, may seek an order from a court of competent
jurisdiction enjoining that operation.
(e) Upon a complaint by the director, the department,
or the board, the Attorney General may bring an action to
recover administrative penalties under this section, and
penalties under Section 2207, in any court of competent
jurisdiction in this state against any person violating any
provision of this chapter or Section 2207, or any
regulation adopted pursuant to this chapter or Section
2207. The Attorney General may bring such an action on
his or her own initiative if, after examining the complaint
and the evidence, he or she believes a violation has
occurred. The Attorney General may also seek an order
from a court of competent jurisdiction compelling the
operator to comply with this chapter and Section 2207.
(f) The lead agency has primary responsibility for
enforcing this chapter and Section 2207. In cases where
the board is not the lead agency pursuant to Section
2774.4, enforcement actions may be initiated by the
director pursuant to this section only after the violation
has come to the attention of the director and either of the
following occurs:
(1) The lead agency has been notified by the director
in writing of the violation for at least 15 days, and has not
taken appropriate enforcement action.
(2) The director determines that there is a violation
which amounts to an imminent and substantial
endangerment to the public health or safety, or to the
environment.
The director shall comply with this section in
initiating enforcement actions.
(g) Remedies under this section are in addition to, and
do not supersede or limit, any and all other remedies, civil
or criminal.
§ 2774.2. (a) Within 30 days of the issuance of an
order setting administrative penalties under subdivision
(c) of Section 2774.1, the operator may petition that
legislative body of the lead agency, if the lead agency has
issued the order, or the board for orders issued by the
director, for review of the order. If the operator does not
17
petition for review within the time limits set by this
subdivision, the order setting administrative penalties
shall not be subject to review by any court or agency.
(b) The legislative body of the lead agency or the
board shall notify the operator by personal service or
certified mail whether it will review the order setting
administrative penalties. In reviewing an order
pursuant to this section, the record shall consist of
the record before the lead agency or the director, and
any other relevant evidence which, in the judgment
of the legislative body or the board, should be
considered to effectuate and implement the policies
of this chapter.
(c) The legislative body or the board may affirm,
modify, or set aside, in whole or in part, by its own
order, any order of the lead agency or the director
setting administrative penalties reviewed by the
legislative body or the board pursuant to this section.
(d) Any order of the legislative body or the board
issued under subdivision (c) shall become effective
upon issuance thereof, unless the operator petitions
the superior court for review as provided in
subdivision (e). Any order shall be served by
personal service or by certified mail upon the
operator. Payment of any administrative penalty
which is specified in an order issued under
subdivision (c), shall be made to the lead agency or
the director within 30 days of service of the order;
however, the payment shall be held in an interest
bearing impound account pending the resolution of a
petition for review filed pursuant to subdivision (e).
(e) Any operator aggrieved by an order of the
legislative body or the board issued under
subdivision (c) may obtain review of the order by
filing in the superior court a petition for writ of
mandate within 30 days following the issuance of the
order. Any operator aggrieved by an order of a lead
agency or the director setting administrative
penalties under subdivision (c) of Section 2774.1, for
which the legislative body or board denies review,
may obtain review of the order in the superior court
by filing in the court a petition for writ of mandate
within 30 days following the denial of review. The
provisions of Section 1094.5 of the Code of Civil
Procedure shall govern judicial proceedings pursuant
to this subdivision, except that in every case the
court shall exercise its independent judgment. If the
operator does not petition for a writ of mandate
within the time limits set by this subdivision, an
order of the board or the legislative body shall not be
subject to review by any court or agency.
§ 2774.3. The board shall review lead agency
ordinances which establish permit and reclamation
procedures to determine whether each ordinance is in
accordance with state policy, and shall certify the
ordinance as being in accordance with state policy if it
adequately meets, or imposes requirements more stringent
than, the California surface mining and reclamation
policies and procedures established by the board pursuant
to this chapter.
§ 2774.4. (a) If the board finds that a lead agency
either has (1) approved reclamation plans or financial
assurances which are not consistent with this chapter, (2)
failed to inspect or cause the inspection of surface mining
operations as required by this chapter, (3) failed to seek
forfeiture of financial assurances and to carry out
reclamation of surface mining operations as required by
this chapter, (4) failed to take appropriate enforcement
actions as required by this chapter, (5) intentionally
misrepresented the results of inspections required under
this chapter, or (6) failed to submit information to the
department as required by this chapter, the board shall
exercise any of the powers of that lead agency under this
chapter, except for permitting authority.
(b) If, no sooner than three years after the board has
taken action pursuant to subdivision (a), the board finds,
after a public hearing, that a lead agency has corrected its
deficiencies in implementing and enforcing this chapter,
and the rules and regulations adopted pursuant to this
chapter, the board shall restore to the lead agency the
powers assumed by the board pursuant to subdivision (a).
(c) Before taking any action pursuant to subdivision
(a), the board shall first notify the lead agency of the
identified deficiencies, and allows the lead agency 45
days to correct the deficiencies to the satisfaction of the
board. If the lead agency has not corrected the
deficiencies to the satisfaction of the board within the 45-
day period, the board shall hold a public hearing within
the lead agency's area of jurisdiction, upon a 45-day
written notice given to the public in at least one
newspaper of general circulation within the city or county,
and directly mailed to the lead agency and to all surface
mining operators within the lead agency's
jurisdiction who have submitted reports as required by
Section 2207.
(d) Affected surface mining operators and interested
persons have the right, at the public hearing, to present
18
oral and written evidence on the matter being
considered. The board may, at the public hearing,
place reasonable limits on the right of affected
surface mining operators and interested persons to
question and solicit testimony.
(e) If, after conducting the public hearing
required by subdivision (c), the board decides to take
action pursuant to subdivision (a) the board shall,
based on the record of the public hearing, adopt
written findings which explain all of the following:
(1) The action to be taken by the board.
(2) Why the board decided to take the action.
(3) Why the action is authorized by, and meets
the requirements of, subdivision (a).
In addition, the findings shall address the
significant issues raised, or written evidence
presented, by affected surface mining operators,
interested persons, or the lead agency. The transcript
of testimony and exhibits, together with all papers
and requests filed in the proceedings, shall constitute
the exclusive record for decision by the board.
(f) The lead agency, any affected surface mining
operator, or any interested person who has presented
oral or written evidence at the public hearing before
the board pursuant to subdivision (d) may obtain
review of the board's action taken pursuant to
subdivision (a) by filing in the superior court a
petition for writ of mandate within 30 days following
the issuance of the board's decision. Section 1094.5
of the Code of Civil Procedure governs judicial
proceedings pursuant to this subdivision, except that
in every case the court shall exercise its independent
judgment. If a petition for a writ of mandate is not
filed within the time limits set by this subdivision,
the board's action under subdivision (a) shall not be
subject to review by any court or agency.
§ 2774.5. (a) If, upon review of an ordinance, the
board finds that it is not in accordance with state
policy, the board shall communicate the ordinance's
deficiencies in writing to the lead agency. Upon
receipt of the written communication, the lead
agency shall have 90 days to submit a revised
ordinance to the board for certification as being in
accordance with state policy. The board shall review
the lead agency's revised ordinance for certification
within 60 days of its receipt. If the lead agency does
not submit a revised ordinance within 90 days, the
board shall assume full authority for reviewing and
approving reclamation plans submitted to the lead
agency until the time the lead agency's ordinances are
revised in accordance with state policy.
(b) If, upon review of a lead agency's revised
ordinance, the board finds the ordinance is still not in
accordance with state policy, the board shall again
communicate the ordinance's deficiencies in writing to the
lead agency. The lead agency shall have a second 90-day
period in which to revise the ordinance and submit it to
the board for review. If the board again finds that the
revised ordinance is not in accordance with state policy or
if no revision is submitted, the board shall assume full
authority for reviewing and approving reclamation plans
submitted to the lead agency until the time the lead
agency's ordinances are revised in accordance with state
policy.
(c) In any jurisdiction in which the lead agency does
not have a certified ordinance, no person shall initiate a
surface mining operation unless a reclamation plan has
been submitted to, and approved by, the board. Any
reclamation plan, approved by a lead agency under the
lead agency's ordinance which was not in accordance with
state policy at the time of approval, shall be subject to
amendment by the board or under the ordinance certified
by the board as being in accordance with state policy.
(d) Reclamation plans approved by the board
pursuant to this section shall not be subject to
modification by the lead agency at a future date but may
be amended by the board. Reclamation plans approved by
the board shall be remanded to the lead agency upon
certification of the lead agency's ordinance, and the lead
agency shall approve the reclamation plan as approved by
the board, except that a subsequent amendment as may be
agreed upon between the operator and the lead agency
may be made according to this chapter. No additional
public hearing shall be required prior to the lead agency's
approval. Nothing in this section shall be construed as
authorizing the board to issue a permit for the conduct of
mining operations.
§ 2775. (a) An applicant whose request for a permit to
conduct surface mining operations in an area of statewide
or regional significance has been denied by a lead agency,
or any person who is aggrieved by the granting of a permit
to conduct surface mining operations in an area of
statewide or regional significance, may, within 15 days of
exhausting his rights to appeal in accordance with the
procedures of the lead agency, appeal to the board.
(b) The board may, by regulation, establish
procedures for declining to hear appeals that it determines
raise no substantial issues.
19
(c) Appeals that the board does not decline to
hear shall be scheduled and heard at a public hearing
held within the jurisdiction of the lead agency which
processed the original application within 30 days of
the filing of the appeal, or such longer period as may
be mutually agreed upon by the board and the person
filing the appeal. In any such action, the board shall
not exercise its independent judgment on the
evidence but shall only determine whether the
decision of the lead agency is supported by
substantial evidence in the light of the whole record.
If the board determines the decision of the lead
agency is not supported by substantial evidence in
the light of the whole record it shall remand the
appeal to the lead agency and the lead agency shall
schedule a public hearing to reconsider its action.
§ 2776. No person who has obtained a vested
right to conduct surface mining operations prior to
January 1, 1976, shall be required to secure a permit
pursuant to this chapter as long as the vested right
continues and as long as no substantial changes are
made in the operation except in accordance with this
chapter. A person shall be deemed to have vested
rights if, prior to January 1, 1976, he or she has, in
good faith and in reliance upon a permit or other
authorization, if the permit or other authorization
was required, diligently commenced surface mining
operations and incurred substantial liabilities for
work and materials necessary therefor. Expenses
incurred in obtaining the enactment of an ordinance
in relation to a particular operation or the issuance of
a permit shall not be deemed liabilities for work or
materials.
The reclamation plan required to be filed under
subdivision (b) of Section 2770, shall apply to
operations conducted after January 1, 1976, or to be
conducted.
Nothing in this chapter shall be construed as
requiring the filing of a reclamation plan for, or the
reclamation of, mined lands on which surface mining
operations were conducted prior to January 1, 1976.
§ 2777. Amendments to an approved reclamation
plan may be submitted detailing proposed changes
from the original plan. Substantial deviations from
the original plan shall not be undertaken until such
amendment has been filed with, and approved by, the
lead agency.
§ 2778. (a) Reclamation plans, reports, applications,
and other documents submitted pursuant to this chapter
are public records, unless it can be demonstrated to the
satisfaction of the lead agency that the release of that
information, or part thereof, would reveal production,
reserves, or rate of depletion entitled to protection as
proprietary information. The lead agency shall identify
such proprietary information as a separate part of the
application. Proprietary information shall be made
available only to the director and to persons authorized in
writing by the operator and by the owner.
(b) A copy of all reclamation plans, reports,
applications, and other documents submitted pursuant to
this chapter shall be furnished to the director by lead
agencies on request.
§ 2779. Whenever one operator succeeds to the
interest of another in any incompleted surface mining
operation by sale, assignment, transfer, conveyance,
exchange, or other means, the successor shall be bound by
the provisions of the approved reclamation plan and the
provisions of this chapter.
Article 6. Areas of Statewide
or Regional Significance
§ 2790. After receipt of mineral information from the
State Geologist pursuant to subdivision (c) of Section
2761, the board may by regulation adopted after a public
hearing designate specific geographic areas of the state as
areas of statewide or regional significance and specify the
boundaries thereof. Such designation shall be included as
a part of the state policy and shall indicate the reason for
which the particular area designated is of significance to
the state or region, the adverse effects that might result
from premature development of incompatible land uses,
the advantages that might be achieved from extraction of
the minerals of the area, and the specific goals and
policies to protect against the premature incompatible
development of the area.